RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• D•••• H•••••••••
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Jun 15, 2023 · Kansas City, Mo
- A••••••• C•••••• I••••••••• P•••••• C••••• G••••• I••• BD affiliatedJun 7, 2022 to Dec 15, 2022 · Leawood, Ks
- A••••••• C•••••• I••••••••• P•••••• C••••• G••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 15, 2022, registered Jun 15, 2023 (182 days) · Affiliated broker-dealer or bank to wirehouse
- G•••••• D•••• H••••••••• left A••••••• C•••••• I••••••••• P•••••• C••••• G••••• I••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2023-06-15)Dec 15, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address