DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

J•••• S••••

F•••• T•••• A••••••• L•asset managerFranklin, Tn dual registrantIAPD 7163404

Feed of 09/15/2026

Also filed as J•••• S••••

At current firm

1 y

since May 16, 2025

In the industry

11 y

since Aug 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F•••• T•••• A••••••• L• asset manager current
since May 16, 2025 · Franklin, Tn
L•• E••••••••• L•• BD affiliated
Nov 14, 2024 to Jun 17, 2025 · Atlanta, Ga
P•••• S••••••••• L•• no RAUM
Oct 30, 2023 to Nov 14, 2024 · Franklin, Tn
V•••• F•••••••• A•••••••• I••• BD affiliated
Jan 28, 2020 to Oct 31, 2023 · Novi, Mi

Moves

a registration end followed by a registration begin elsewhere

L•• E••••••••• L•• to F•••• T•••• A••••••• L•
left Jun 17, 2025, registered May 16, 2025 (-32 days) · Other
P•••• S••••••••• L•• to L•• E••••••••• L••
left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
V•••• F•••••••• A•••••••• I••• to P•••• S••••••••• L••
left Oct 31, 2023, registered Oct 30, 2023 (-1 days) · Affiliated broker-dealer or bank to another

Signals

J•••• S•••• left L•• E••••••••• L•• for F•••• T•••• A••••••• L• (registered 2025-05-16)
Jun 17, 2025 · Advisor changed firm · fact
J•••• S•••• left V•••• F•••••••• A•••••••• I••• for P•••• S••••••••• L•• (registered 2023-10-30)
Oct 31, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Asset manager (funds and pooled vehicles)derived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address