RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• G••• G•••••
- S•• B•••••• F•••••••• S•••••••• I••• BD affiliated currentsince Nov 19, 2019 · Russellville, Ar
- W•••••••• W••••• M••••••••• I••• independent RIAJul 12, 2018 to Nov 11, 2019 · Riverdale, Ga
- W•••••••• F•••••••• G••••• I••• formerJan 26, 2010 to Nov 7, 2018 · W••••••••, Ga
- W•••••• • R••• formerMar 21, 2003 to Jan 5, 2010 · Atlanta, Ga
- W•••••••• W••••• M••••••••• I••• to S•• B•••••• F•••••••• S•••••••• I•••left Nov 11, 2019, registered Nov 19, 2019 (8 days) · RIA to RIA
- W•••••••• F•••••••• G••••• I••• to W•••••••• W••••• M••••••••• I•••left Nov 7, 2018, registered Jul 12, 2018 (-118 days) · channel change inside one enterprise, not a move · moved with a team
- W•••••• • R••• to W•••••••• F•••••••• G••••• I•••left Jan 5, 2010, registered Jan 26, 2010 (21 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 50derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address