DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Channel change (one enterprise)
10 advisors moved from W•••••••• F•••••••• G••••• I••• to W•••••••• W••••• M••••••••• I•••
Not a lift-out: both firms report W•••••••• Holdings Inc. as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
independent RIAtono RAUMRIA to a newly registered adviserderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Danielle Beth Herritt | Woodstock, Ga | Nov 7, 2018 | Aug 3, 2018 |
| Emma Gean Godbee | Riverdale, Ga | Nov 7, 2018 | Jul 12, 2018 |
| John Derek Pettigrew | Milledgeville, Ga | Nov 7, 2018 | Jun 25, 2018 |
| John Micheal Evans | Centerville, Ga | Nov 7, 2018 | Jul 2, 2018 |
| Raymond Scott King | Atlanta, Ga | Nov 7, 2018 | Jul 16, 2018 |
| Vincent J. Colubiale | Woodstock, Ga | Nov 8, 2018 | Jun 12, 2018 |
| Curtis Montgomery Minks | Lawrenceville, Ga | Nov 9, 2018 | Jun 25, 2018 |
| David Netkin | Woodstock, Ga | Nov 9, 2018 | Jun 12, 2018 |
| Jeffrey Jay Hardesty | Dawsonville, Ga | Nov 9, 2018 | Jun 19, 2018 |
| Marjorie Netkin | Woodstock, Ga | Nov 9, 2018 | Jun 12, 2018 |
The rule
- Registrations ended
- Nov 7, 2018 to Nov 9, 2018
- Registered next
- Jun 12, 2018 to Aug 3, 2018
- Branch state
- GA
- Cities
- 7, most in W••••••••, Ga
- Registered there that day
- 25 (people still on IAPD; an estimate)
- Share of that headcount
- 40%
- One enterprise because
- both firms report W•••••••• Holdings Inc. as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape