RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• K• S••••
- C•••••• independent RIA currentsince Jul 30, 2026 · Morristown, Nj
- B••••• T•••• independent RIAJul 12, 2023 to Jul 21, 2026 · Morristown, Nj
- A•••• F•••••••• F••••••••• L•• formerMay 18, 2022 to Jul 11, 2022 · Oakland, Nj
- B••••• T•••• to C••••••left Jul 21, 2026, registered Jul 30, 2026 (9 days) · RIA to RIA · moved with a team
- A•••• F•••••••• F••••••••• L•• to B••••• T••••left Jul 11, 2022, registered Jul 12, 2023 (366 days) · RIA to RIA
- E••• K• S•••• left B••••• T•••• for Corient (registered 2026-07-30)Jul 21, 2026 · Advisor changed firm · fact
- E••• K• S•••• left A•••• F•••••••• F••••••••• L•• for B••••• T•••• (registered 2023-07-12)Jul 11, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address