RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• H•••••• V•••••
- A•••••• W••••• S••••••• other currentsince Oct 21, 2024 · Miami, Fl
- M• I••••••••• P••• state registered currentsince Sep 20, 2024 · Barcelona
- A••••• C•••••• unclassifiedMar 30, 2022 to Feb 1, 2024 · Miami, Fl
- C•••• G••••• A••••••• formerMay 26, 2020 to Sep 16, 2022 · Coral Gables, Fl
- A••••• C•••••• to M• I••••••••• P•••left Feb 1, 2024, registered Sep 20, 2024 (232 days) · Other
- C•••• G••••• A••••••• to A••••• C••••••left Sep 16, 2022, registered Mar 30, 2022 (-170 days) · Other
- C•••• H•••••• V••••• left A••••• C•••••• for M• I••••••••• P••• (registered 2024-09-20)Feb 1, 2024 · Advisor changed firm · fact
- C•••• H•••••• V••••• left C•••• G••••• A••••••• for A••••• C•••••• (registered 2022-03-30)Sep 16, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address