DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••••• W••••• S•••••••
Legal name A•••••• W••••• S••••••• L••
Latest filing Mar 24, 2026
First filing on the tape Apr 13, 2022 · 15 filings
SEC status approved since May 13, 2022
RAUM
$189M
reported, Item 5.F
Discretionary
9.6%
of RAUM
Private clients
0.5%
$992,945 individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$94.3M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$189M as of Mar 24, 2026
Mar 27, 2023$104M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Mar 24, 2026
Mar 27, 20231 then
Employees (5.A)3 as of Mar 24, 2026
Mar 27, 20231 then
Private funds: no history
RAUM +781% over the last fiscal year+22% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
- RAUM per advisor
- $94.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $14.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 9.6%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +781%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, commissionsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Banks and thrifts$170M90%
- Corporations and businesses$18.0M9.6%
- Individuals$992,9450.5%
- Individual clients
- 2reported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 13reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, commissionsreported
- Class basis
- private_client_share=0.01 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C•••• H•••••• V••••• | Coral Gables, Fl | Sep 20, 2024 | 24 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A•••• R••••• L•••• J•••• · Senior Managing D•••••••controlsince 02/2022 · owns less than 5%
- B••••• P•••• · Managercontrolsince 11/2021 · owns less than 5%
- H•••••••• H••• · Managercontrolsince 02/2023 · owns less than 5%
- K•••••••• A••••••• · Beneficiary Ubocontrolsince 12/2005 · owns 75% or more of T•• K••••••• H••••••• T••••
- H•••••• V•••••• C•••• · Chief Compliance Officersince 07/2024 · owns less than 5%
Entity owners
- A•••••• G•••• A• · Direct Ownerdirect · owns 75% or more
- A•••••• I••••••••• L••• · Ownerindirect · owns 75% or more of A•••••• L••••••
- A•••••• L•••••• · Ownerindirect · owns 75% or more of A•••••• G•••• A•
- K••••••• I••••••••• M••••••••• L•• · Ownerindirect · owns 75% or more of U••••• I••••••••• A•• C••••••••• C•• L•••
- K••••••• T••••••• L•••••• · Trusteeindirect · owns F of T•• K••••••• H••••••• T••••
- T•• K••••••• H••••••• T•••• · Ownerindirect · owns 75% or more of K••••••• I••••••••• M••••••••• L••
- U••••• I••••••••• A•• C••••••••• C•• L••• · Ownerindirect · owns 50% to 75% of A•••••• I••••••••• L•••
Related persons
Schedule D 7.A
- A•••••••• G••••• M•••••• ••• L••broker-dealerinvestment adviserpooled vehicle sponsorn
- A•••••• ••••••• T••••••• L••n
- A•••••• ••••••• L•••n
- A•••••• ••• L•••n
- A•••••• A•••• M••••••••• S•••••••• P••• L••broker-dealerinvestment adviserpooled vehicle sponsorn
- A•••••• C•••••• ••••• L••broker-dealerinvestment adviserpooled vehicle sponsorn
- A•••••• C•••••• ••••••••• L••broker-dealerinvestment adviserpooled vehicle sponsorn
- A•••••• C•••••• I••• P•••••• L•••investment advisern
- A•••••• C••••• F•••••••• L••••••n
- A•••••• N••••••••• B•••n
- A•••••• N•• Z•••••• L•••n
- A•••••• S••••••• L•••• I••n
- A•••••• S••••••••• A•n
- A•••••• T••••••• ••• Z••••••• L••••••n
- A•••••• T••••••• ••••• D••••••• L••n
- A•••••• U••• D••••••• S••••••• L••n
- A•••••• U•••••• A••••••••• D• F••••• D• I•••••••• S•••n
- F••••••••• H•••• F••• L•investment adviserpooled vehicle sponsorcustodiann
- T•• A•••• F•••••••• G••••investment advisernRAUM $175M
- P••••••••• T••••••• ••••••••• G•••n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Miami, Fl · principal | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- compensation changedChange between filings · filing Mar 24, 2026commissions (Item 5.E.5): no on the filing of 2025-12-26, yes on the filing of 2026-03-24peers: other advisers, $100M to $500M (212)
- custody status changedChange between filings · filing Mar 24, 2026custody of client assets (Item 9.A): yes on the filing of 2025-12-26, no on the filing of 2026-03-24peers: other advisers, $100M to $500M (212)
- discretionary share shiftChange between filings · filing Mar 24, 2026discretionary share of RAUM moved from 66.0% to 10.0% between the annual amendments of 2025-04-02 and 2026-03-24peers: other advisers, $100M to $500M (212)
Data quality: RAUM $119,186,931 then $21,404,465 then $188,503,783 on consecutive annual amendments (2025-04-02, 2026-03-24); the middle value is likely a filing error
What changed
consecutive filings, newest first
- Accounts · 17 to 13Dec 26, 2025 to Mar 24, 2026
- Corporate clients · 13 to 9Dec 26, 2025 to Mar 24, 2026
- Commission compensation · false to trueDec 26, 2025 to Mar 24, 2026
- Custody of client assets · true to falseDec 26, 2025 to Mar 24, 2026
- Employees · 2 to 3Dec 26, 2025 to Mar 24, 2026
- State-registered IARs · 0 to 2Dec 26, 2025 to Mar 24, 2026
- Discretionary RAUM · $19.3M to $18.0MDec 26, 2025 to Mar 24, 2026
- Individual RAUM · $1.0M to $992,945Dec 26, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $153M to $170MDec 26, 2025 to Mar 24, 2026
- RAUM · $172M to $189MDec 26, 2025 to Mar 24, 2026
- Accounts · 15 to 17Apr 2, 2025 to Oct 9, 2025
- Advisory activities · 3 to 4Apr 2, 2025 to Oct 9, 2025
- Corporate clients · 11 to 13Apr 2, 2025 to Oct 9, 2025
- Individual clients · 3 to 2Apr 2, 2025 to Oct 9, 2025
- Custody of client assets · false to trueApr 2, 2025 to Oct 9, 2025
- Employees · 3 to 2Apr 2, 2025 to Oct 9, 2025
- Financial planning clients · 0 to 0Apr 2, 2025 to Oct 9, 2025
- State-registered IARs · 2 to 0Apr 2, 2025 to Oct 9, 2025
- Discretionary RAUM · $14.1M to $19.3MApr 2, 2025 to Oct 9, 2025
- Individual RAUM · $2.8M to $1.0MApr 2, 2025 to Oct 9, 2025
- Non-discretionary RAUM · $7.3M to $153MApr 2, 2025 to Oct 9, 2025
- RAUM · $21.4M to $172MApr 2, 2025 to Oct 9, 2025
- Accounts · 20 to 15Jan 13, 2025 to Apr 2, 2025
- Corporate clients · 18 to 11Jan 13, 2025 to Apr 2, 2025
- Individual clients · unset to 3.0Jan 13, 2025 to Apr 2, 2025
- Employees · 2 to 3Jan 13, 2025 to Apr 2, 2025
- Discretionary RAUM · $12.8M to $14.1MJan 13, 2025 to Apr 2, 2025
- Individual RAUM · $0 to $2.8MJan 13, 2025 to Apr 2, 2025
- Non-discretionary RAUM · $106M to $7.3MJan 13, 2025 to Apr 2, 2025
- RAUM · $119M to $21.4MJan 13, 2025 to Apr 2, 2025
- Advisory employees · 1 to 2Jun 7, 2024 to Oct 9, 2024
- Employees · 1 to 2Jun 7, 2024 to Oct 9, 2024
- Insurance-licensed employees · 1 to 2Jun 7, 2024 to Oct 9, 2024
- State-registered IARs · 1 to 2Jun 7, 2024 to Oct 9, 2024
- Advisory activities · 2 to 3Mar 21, 2024 to Jun 7, 2024
- Accounts · 1 to 20Mar 27, 2023 to Mar 20, 2024
- Advisory activities · 1 to 2Mar 27, 2023 to Mar 20, 2024
- Corporate clients · unset to 18.0Mar 27, 2023 to Mar 20, 2024
- Assets in custody · unset to 1225000.0Mar 27, 2023 to Mar 20, 2024
- Discretionary RAUM · $104M to $12.8MMar 27, 2023 to Mar 20, 2024
Signals
3 dated events
- Hans Herrmann (Manager) appeared on Schedule A of A•••••• W••••• S•••••••Mar 27, 2023 · Control person joined · fact
- S•••••• R••••• (Manager) no longer on Schedule A of A•••••• W••••• S••••••• (listed 2023-01-11, absent 2023-03-27)Mar 27, 2023 · Control person left · inference
- A•••••• W••••• S••••••• filed its initial SEC registration (Form ADV)Apr 13, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/amicorpreportedpublic record, Form ADV, Sep 18, 2026
- Website
- amicorp.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (786) 8421075reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $94.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026