RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• S•••••
- S•••• F••• I••••••••• M••••••••• C•••• asset manager currentsince Oct 10, 2025 · Richardson, Tx
- I••••••••• W••••• S•••••••• L•• independent RIAMay 14, 2024 to Sep 30, 2025 · Austin, Tx
- W••••••• C•••••• independent RIAMay 9, 2024 to Sep 30, 2025 · Austin, Tx
- W••••••• C•••••• to I••••••••• W••••• S•••••••• L••left Sep 30, 2025, registered May 14, 2024 (-504 days) · RIA to RIA
- I••••••••• W••••• S•••••••• L•• to S•••• F••• I••••••••• M••••••••• C••••left Sep 30, 2025, registered Oct 10, 2025 (10 days) · Other
- M•••••• S••••• left I••••••••• W••••• S•••••••• L•• for S•••• F••• I••••••••• M••••••••• C•••• (registered 2025-10-10)Sep 30, 2025 · Advisor changed firm · fact
- M•••••• S••••• left W••••••• C•••••• for I••••••••• W••••• S•••••••• L•• (registered 2024-05-14)Sep 30, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address