RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• A•••• S••••
- L•••• F••• A••••••• S••••••• BD affiliated currentsince Aug 3, 2025 · Dallas, Tx
- L•• F•••••••• L•• BD affiliatedJan 4, 2023 to Aug 7, 2025 · Mcallen, Tx
- R•••••• J•••• • A••••••••• I••• national BDJan 3, 2020 to Dec 2, 2022 · Mcallen, Tx
- L•• F•••••••• L•• to L•••• F••• A••••••• S•••••••left Aug 7, 2025, registered Aug 3, 2025 (-4 days) · Affiliated broker-dealer or bank to another
- R•••••• J•••• • A••••••••• I••• to L•• F•••••••• L••left Dec 2, 2022, registered Jan 4, 2023 (33 days) · Affiliated broker-dealer or bank to independent RIA
- Damian Aaron Saenz left Lpl Financial Llc for Level Four Advisory Services (registered 2025-08-03)Aug 7, 2025 · Advisor changed firm · fact
- Damian Aaron Saenz left Raymond James & Associates, Inc. for Lpl Financial Llc (registered 2023-01-04)Dec 2, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address