RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• T•••
- A••••• T••••• P•••••• W••••• independent RIA currentsince Aug 4, 2025 · Scottsdale, Az
- S•••••• A••••••• G••••• L•• institutionalMar 25, 2022 to Sep 2, 2025 · Pasadena, Ca
- K••• W••••• C••••••••• formerSep 13, 2019 to Dec 11, 2025 · Honolulu, Hi
- K••• W••••• C••••••••• to S•••••• A••••••• G••••• L••left Dec 11, 2025, registered Mar 25, 2022 (-1357 days) · Other
- S•••••• A••••••• G••••• L•• to A••••• T••••• P•••••• W•••••left Sep 2, 2025, registered Aug 4, 2025 (-29 days) · Other
- B•••• T••• left K••• W••••• C••••••••• for S•••••• A••••••• G••••• L•• (registered 2022-03-25)Dec 11, 2025 · Advisor changed firm · fact
- B•••• T••• left S•••••• A••••••• G••••• L•• for A••••• T••••• P•••••• W••••• (registered 2025-08-04)Sep 2, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address