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Registered advisor

J•••• M• M••••••

L•• F•••••••• L••BD affiliatedEagan, Mndual registrantIAPD 7178535

Feed of 09/14/2026

Also filed as J•••• M• M••••••

At current firm

0 y

since Nov 11, 2025

In the industry

11 y

since Sep 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Nov 11, 2025 · Eagan, Mn
C••••• I••••••••• A••••••• L•• BD affiliated
Jun 29, 2023 to Nov 19, 2025 · Eagan, Mn
C••••• A•••••• N••••••• L•• former
Jun 9, 2021 to Jun 29, 2023 · Maple Grove, Mn
V••• F•••••••• A•••••••• I••• BD affiliated
Mar 18, 2020 to Jun 9, 2021 · St Paul, Mn

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••
left Nov 19, 2025, registered Nov 11, 2025 (-8 days) · Affiliated broker-dealer or bank to another · moved with a team
C••••• A•••••• N••••••• L•• to C••••• I••••••••• A••••••• L••
left Jun 29, 2023, registered Jun 29, 2023 (0 days) · corporate re-registration, not a move
V••• F•••••••• A•••••••• I••• to C••••• A•••••• N••••••• L••
left Jun 9, 2021, registered Jun 9, 2021 (0 days) · Affiliated broker-dealer or bank to another · moved with a team

Signals

J•••• M• M•••••• left C••••• I••••••••• A••••••• L•• for L•• F•••••••• L•• (registered 2025-11-11)
Nov 19, 2025 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address