RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• L•• G••••
- R•••• • Y• I••••••••• A•••••••• L•• independent RIA currentsince Feb 21, 2025 · Eugene, Or
- R•••• • Y• I••••••••• A•••••••• L•• independent RIAJun 17, 2021 to Dec 31, 2024 · Eugene, Or
- E•••••• A••••••• G••••• L•• BD affiliatedNov 14, 2006 to May 5, 2017 · Greenwood Village, Co
- W•••• F•••• I••••••••• L•• unclassifiedDec 2, 2002 to May 2, 2003 · Denver, Co
- E•••••• A••••••• G••••• L•• to R•••• • Y• I••••••••• A•••••••• L••left May 5, 2017, registered Jun 17, 2021 (1504 days) · Other
- W•••• F•••• I••••••••• L•• to E•••••• A••••••• G••••• L••left May 2, 2003, registered Nov 14, 2006 (1292 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address