RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• S••••• T•••••
- E•••••• C•••••• A••••••••• mixed wealth currentsince Oct 12, 2012 · New Orleans, La
- P••••••••• I••••••••• A•••••••• I••• unclassifiedSep 20, 2002 to Dec 11, 2003 · New Orleans, La
- P••••••••• E••••• G••••• L•• unclassifiedMar 7, 1989 to Sep 9, 2002 · New Orleans, La
- P••••••••• I••••••••• A•••••••• I••• to E•••••• C•••••• A•••••••••left Dec 11, 2003, registered Oct 12, 2012 (3228 days) · Other
- P••••••••• E••••• G••••• L•• to P••••••••• I••••••••• A•••••••• I•••left Sep 9, 2002, registered Sep 20, 2002 (11 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 45derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address