DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E•••••• C•••••• A•••••••••
Latest filing Mar 30, 2026
First filing on the tape Mar 30, 2012 · 29 filings
SEC status approved since Apr 17, 2003
RAUM
$214M
reported, Item 5.F
Discretionary
46%
of RAUM
Private clients
37%
$78.3M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$107M
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$214M as of Mar 30, 2026
Mar 30, 2012$2.5B then
HNW client RAUM$68.9M as of Mar 30, 2026
Mar 30, 2018$59.5M then
State-registered IARs (5.B.3)2 as of Mar 30, 2026
Mar 30, 20120 then
Employees (5.A)6 as of Mar 30, 2026
Mar 27, 201310 then
Private funds1 as of Mar 30, 2026
Mar 28, 20141 then
RAUM +6.4% over the last fiscal year-18% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- RAUM per advisor
- $107MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 19derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.9MderivedHNW RAUM over HNW clients
- Average account
- $4.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 46%derivedof RAUM
- Institutional
- 60%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -2.6%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, selection of other advisers, otherreportedItem 5.G
- Wrap fee program
- $13.7MreportedItem 5.I
- Custody
- $40.1M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Charitable organizations$129M60%
- High-net-worth individuals$68.9M32%
- Individuals$9.5M4.4%
- Pooled investment vehicles$6.8M3.2%
- Individual clients
- 13reported
- HNW clients
- 24reported
- Pension plan clients
- 0reported
- Charitable clients
- 8reported
- Accounts
- 46reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $13.7M sponsored, $0 managedreported
- Custody of client assets
- $40.1M for 1 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.37 fund_share=0.03 institutional_share=0.6 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••• S••••• T••••• | New Orleans, La | Oct 12, 2012 | 45 y | 2 |
| D•••• L•••• F•••••• | New Orleans, La | Apr 8, 2013 | 17 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- S•••••• A••• B•••••• to S••••••• W••••• M•••••••••Aug 22, 2023 · Other
- A••••• F•••••••• Z••••••••• to J••• M••••• S••••••••• L••Feb 5, 2014 · Other
Joined, latest
- S•••••• A••• B•••••• from U••••• B•••••••• S••••••• I••Apr 9, 2020 · Other
- A••••• F•••••••• Z••••••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Oct 12, 2012 · Other
- D•••• S••••• T••••• from P••••••••• I••••••••• A•••••••• I•••Oct 12, 2012 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| E•••••• E•••••••• F•••• L••• | Hedge Fund | $45.0M | 26 | Jul 31, 2013 |
Owners and control persons
Schedule A and B, latest filing
- T•••••• D••••• S••••• · Chief Executive Officercontrolsince 09/2002 · owns 75% or more
- F••••••• D••••• L•••• · Chief Compliance Officersince 01/2018 · owns less than 5%
Related persons
Schedule D 7.A
- E•••••• P•••••••• L••investment adviserpooled vehicle sponsorn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New Orleans, La · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Mar 30, 2026institutional share of RAUM of 60% against a peer median of 0% (5676 comparable advisers, 99.0th percentile, 20.2 robust deviations)peers: independent wealth managers, $100M to $500M (5,676) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 45 to 46Mar 26, 2025 to Mar 30, 2026
- Charity clients · 6 to 8Mar 26, 2025 to Mar 30, 2026
- HNW clients · 23 to 24Mar 26, 2025 to Mar 30, 2026
- Individual clients · 15 to 13Mar 26, 2025 to Mar 30, 2026
- Assets in custody · $38.1M to $40.1MMar 26, 2025 to Mar 30, 2026
- Discretionary RAUM · $110M to $98.1MMar 26, 2025 to Mar 30, 2026
- HNW RAUM · $60.0M to $68.9MMar 26, 2025 to Mar 30, 2026
- Individual RAUM · $10.5M to $9.5MMar 26, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $91.7M to $116MMar 26, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $9.3M to $6.8MMar 26, 2025 to Mar 30, 2026
- RAUM · $201M to $214MMar 26, 2025 to Mar 30, 2026
- Wrap assets (sponsor) · $26.9M to $13.7MMar 26, 2025 to Mar 30, 2026
- Accounts · 55 to 45Mar 29, 2024 to Mar 26, 2025
- Charity clients · 9 to 6Mar 29, 2024 to Mar 26, 2025
- HNW clients · 26 to 23Mar 29, 2024 to Mar 26, 2025
- Assets in custody · $45.0M to $38.1MMar 29, 2024 to Mar 26, 2025
- Financial planning clients · 0 to 0Mar 29, 2024 to Mar 26, 2025
- Discretionary RAUM · $98.7M to $110MMar 29, 2024 to Mar 26, 2025
- HNW RAUM · $75.7M to $60.0MMar 29, 2024 to Mar 26, 2025
- Individual RAUM · $5.2M to $10.5MMar 29, 2024 to Mar 26, 2025
- Non-discretionary RAUM · $118M to $91.7MMar 29, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $4.1M to $9.3MMar 29, 2024 to Mar 26, 2025
- RAUM · $217M to $201MMar 29, 2024 to Mar 26, 2025
- Wrap assets (sponsor) · $37.7M to $26.9MMar 29, 2024 to Mar 26, 2025
- Accounts · 70 to 55Mar 30, 2023 to Mar 29, 2024
- Advisory employees · 8 to 5Mar 30, 2023 to Mar 29, 2024
- Assets in custody · $69.2M to $45.0MMar 30, 2023 to Mar 29, 2024
- Employees · 10 to 6Mar 30, 2023 to Mar 29, 2024
- State-registered IARs · 4 to 2Mar 30, 2023 to Mar 29, 2024
- Discretionary RAUM · $137M to $98.7MMar 30, 2023 to Mar 29, 2024
- HNW RAUM · $111M to $75.7MMar 30, 2023 to Mar 29, 2024
- Individual RAUM · $3.1M to $5.2MMar 30, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $256M to $118MMar 30, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $4.0M to $4.1MMar 30, 2023 to Mar 29, 2024
- RAUM · $393M to $217MMar 30, 2023 to Mar 29, 2024
- Wrap assets (sponsor) · $77.8M to $37.7MMar 30, 2023 to Mar 29, 2024
- Accounts · 55 to 70Apr 1, 2022 to Mar 30, 2023
- Advisory employees · 7 to 8Apr 1, 2022 to Mar 30, 2023
- Charity clients · 10 to 9Apr 1, 2022 to Mar 30, 2023
- Corporate clients · 1.0 to unsetApr 1, 2022 to Mar 30, 2023
Signals
3 dated events
- E•••••• C•••••• A••••••••• reported RAUM $217.1M, down 45% from $393.0M (2023-03-30 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- S•••••• A••• B•••••• left E•••••• C•••••• A••••••••• for S••••••• W••••• M••••••••• (registered 2023-08-23)Aug 22, 2023 · Advisor changed firm · fact
- E•••••• C•••••• A••••••••• reported RAUM $339.1M, down 81% from $1.8B (2018-02-02 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/equitas-capital-advisors-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- E••••••-CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 504-569-9600reportedpublic record, Form ADV, Mar 30, 2026
- Contact form
- equitas.capital/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- equitas.capital/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $107Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026