RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• C••••• A•••••
- I••••••• I••••• S••••••••• L•• state registered currentsince May 5, 2026 · Gravette, Ar
- C•••• W••••• S••••••• independent RIAMay 27, 2025 to Jan 27, 2026 · Centerton, Ar
- C•••• W••••• S••••••• to I••••••• I••••• S••••••••• L••left Jan 27, 2026, registered May 5, 2026 (98 days) · RIA to a state-registered adviser
- C•••••• C••••• A••••• left C•••• W••••• S••••••• for I••••••• I••••• S••••••••• L•• (registered 2026-05-05)Jan 27, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address