DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••• W••••• S•••••••
Legal name C•••• A•••• M••••••••• L••
Latest filing Sep 2, 2026
First filing on the tape Aug 29, 2024 · 11 filings
SEC status approved since Oct 1, 2024
RAUM
$121M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
98%
$119M individuals and HNW
Advisors
9
registered through the firm on IAPD
RAUM per advisor
$13.4M
derived; firm RAUM over IAPD count
Employees
8
8 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$121M as of May 1, 2026
Jan 16, 2025$83.5M then
HNW client RAUM$63.2M as of May 1, 2026
Jan 16, 2025$29.0M then
State-registered IARs (5.B.3)7 as of May 1, 2026
Jan 16, 20257 then
Employees (5.A)7 as of May 1, 2026
Jan 16, 20257 then
Private funds: no history
RAUM +31% over the last fiscal yearIARs 7 to 8offices 4 to 5
Practice profile
derived from the filing of Sep 2, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $13.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 25derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $252,813derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 1.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.9derivedItem 5.A over advisors
- Advisors per office
- 1.5derived6 offices incl. principal (1.F.5)
- RAUM growth, one year
- +31%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -10%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$63.2M52%
- Individuals$55.6M46%
- Pension and profit-sharing plans$2.1M1.7%
- Individual clients
- 188reported
- HNW clients
- 34reported
- Pension plan clients
- 2reported
- Charitable clients
- n/areported
- Accounts
- 478reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
9 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••• M•••••• D•••Certified Financial Planner | Herndon, Va | Apr 30, 2018 | 15 y | 3 |
| E••• A••••• C••••••••• | Tampa, Fl | Apr 25, 2019 | 15 y | 2 |
| W•••••• E••••• H••••• | Tampa, Fl | May 20, 2021 | 13 y | 0 |
| M•••••• M•••• | Tampa, Fl | Jun 13, 2023 | 11 y | 1 |
| N•••••• C• L••••• | Mt Juliet, Tn | May 8, 2024 | 10 y | 2 |
| W•••••• P• H••••••• | Nashville, Tn | Jan 1, 2025 | 32 y | 3 |
| N••••••• B•••• | Naugatuck, Ct | Feb 25, 2026 | 10 y | 0 |
| S••••• E••• | Reston, Va | Jun 15, 2026 | 12 y | 0 |
| M•••• A••••• J••••• | Tampa, Fl | Aug 21, 2026 | 10 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 11% of current headcount1 left over 36 months
Left, latest
- C•••••• C••••• A••••• to I••••••• I••••• S••••••••• L••Jan 27, 2026 · RIA to a state-registered adviser
Joined, latest
- W•••••• P• H••••••• from L•• F•••••••• L••Jan 1, 2025 · Affiliated broker-dealer or bank to independent RIA
- N•••••• C• L••••• from F•••• C•••••• A••••••• S•••••••May 8, 2024 · Affiliated broker-dealer or bank to independent RIA
- M•••••• M•••• from L•• F•••••••• L••Jun 13, 2023 · Affiliated broker-dealer or bank to independent RIA
- E••• A••••• C••••••••• from O••••••••• • C•• I•••Apr 25, 2019 · Other
- J••• M•••••• D••• from C•••••• O•• A•••••••• L••Apr 30, 2018 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from L•• F•••••••• L••Jun 12, 2023 · Mount Juliet, Tn
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••••• E•••• A••••• · Managing Member, Owner/Chief Compliance Officercontrolsince 08/2017 · owns 75% or more
- D•••• J•••• M•••••• · Authorized Membercontrolsince 01/2020 · owns less than 5%
Related persons
Schedule D 7.A
- B•••••• T•• S••••••• • C••• P•••insurancen
- H••••••• A••••••• C••••• P•••insurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Tampa, Fl · principal | 9 | 3 | 1 | ||
| Nashville, Tn | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Clarkston, MI1 employees
- Nashville, TN1 employees
- , 1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- account count collapseChange between filings · filing Apr 28, 2026accounts (Item 5.F.2.f) moved from 746.0 to 478.0 (-36.0%) between the annual amendments of 2025-04-22 and 2026-04-28; the peer median change was +5.0% (3687 comparable advisers, 4.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,687) · 4.4% percentile
- office count surgeChange between filings · filing Apr 28, 2026offices other than the principal office (Item 1.F.5) moved from 4.0 to 6.0 (+50.0%) between the annual amendments of 2025-04-22 and 2026-04-28; the peer median change was 0.0% (450 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, $100M to $500M (450) · 96% percentile
What changed
consecutive filings, newest first
- Advisory employees · 7 to 8May 1, 2026 to Sep 2, 2026
- Employees · 7 to 8May 1, 2026 to Sep 2, 2026
- Financial planning clients · 26-50 to 26-50May 1, 2026 to Sep 2, 2026
- State-registered IARs · 7 to 8May 1, 2026 to Sep 2, 2026
- Other offices · 6 to 5May 1, 2026 to Sep 2, 2026
- Succession · false to unsetMay 1, 2026 to Sep 2, 2026
- Other offices · 5 to 6Mar 23, 2026 to Apr 28, 2026
- Accounts · 746 to 478Jan 27, 2026 to Mar 23, 2026
- Advisory employees · 6 to 7Jan 27, 2026 to Mar 23, 2026
- HNW clients · 26 to 34Jan 27, 2026 to Mar 23, 2026
- Individual clients · 222 to 188Jan 27, 2026 to Mar 23, 2026
- Pension plan clients · unset to 2.0Jan 27, 2026 to Mar 23, 2026
- Employees · 6 to 7Jan 27, 2026 to Mar 23, 2026
- Financial planning clients · 51-100 to 26-50Jan 27, 2026 to Mar 23, 2026
- State-registered IARs · 6 to 7Jan 27, 2026 to Mar 23, 2026
- Discretionary RAUM · $90.1M to $119MJan 27, 2026 to Mar 23, 2026
- HNW RAUM · $45.3M to $63.2MJan 27, 2026 to Mar 23, 2026
- Individual RAUM · $46.6M to $55.6MJan 27, 2026 to Mar 23, 2026
- Non-discretionary RAUM · $1.9M to $2.1MJan 27, 2026 to Mar 23, 2026
- Pension RAUM · unset to 2103096.0Jan 27, 2026 to Mar 23, 2026
- RAUM · $92.0M to $121MJan 27, 2026 to Mar 23, 2026
- Advisory employees · 7 to 6Sep 18, 2025 to Jan 27, 2026
- Employees · 7 to 6Sep 18, 2025 to Jan 27, 2026
- State-registered IARs · 7 to 6Sep 18, 2025 to Jan 27, 2026
- Advisory employees · 8 to 7Jul 30, 2025 to Aug 27, 2025
- Employees · 8 to 7Jul 30, 2025 to Aug 27, 2025
- State-registered IARs · 8 to 7Jul 30, 2025 to Aug 27, 2025
- Advisory employees · 7 to 8Apr 22, 2025 to Jul 30, 2025
- Business name · C•••• A•••• M••••••••• to C•••• W••••• S•••••••Apr 22, 2025 to Jul 30, 2025
- Employees · 7 to 8Apr 22, 2025 to Jul 30, 2025
- Financial planning clients · 51-100 to 51-100Apr 22, 2025 to Jul 30, 2025
- State-registered IARs · 7 to 8Apr 22, 2025 to Jul 30, 2025
- Other offices · 4 to 5Apr 22, 2025 to Jul 30, 2025
- Accounts · 542 to 746Jan 16, 2025 to Apr 22, 2025
- HNW clients · 17 to 26Jan 16, 2025 to Apr 22, 2025
- Individual clients · 326 to 222Jan 16, 2025 to Apr 22, 2025
- Assets in custody · 30848513.0 to unsetJan 16, 2025 to Apr 22, 2025
- Financial planning clients · 0 to 51-100Jan 16, 2025 to Apr 22, 2025
- Discretionary RAUM · $81.7M to $90.1MJan 16, 2025 to Apr 22, 2025
- HNW RAUM · $29.0M to $45.3MJan 16, 2025 to Apr 22, 2025
Signals
3 dated events
- C•••••• C••••• A••••• left C•••• W••••• S••••••• for I••••••• I••••• S••••••••• L•• (registered 2026-05-05)Jan 27, 2026 · Advisor changed firm · fact
- C•••• A•••• M••••••••• filed its initial SEC registration (Form ADV)Aug 29, 2024 · ria f•••• adv filing · fact
- 2 advisors left L•• F•••••••• L•• (Mount Juliet, TN) for C•••• W••••• S••••••• a day apartJun 12, 2023 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- hello@craftwealthservices.comreportedpublished by the firm, firm site, Sep 16, 2026
- Website
- craftwealthservices.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 813-337-7747reportedpublic record, Form ADV, Sep 2, 2026
- Contact form
- craftwealthservices.com/company/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- craftwealthservices.com/company/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $13.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026