DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

G••• B••••• D••••

O•••• A••••••• S•••••••• L••BD affiliatedAtlanta, Ga dual registrantIAPD 719094

Certified Financial Planner

Feed of 09/15/2026

Also filed as G••• B••••• D••••

At current firm

1 y

since Oct 14, 2024

In the industry

45 y

since Feb 23, 1981 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O•••• A••••••• S•••••••• L•• BD affiliated current
since Oct 14, 2024 · Stuart, Fl
A••••••• P••••••••• A•••••••• I•• former
Mar 17, 2010 to Oct 11, 2024 · Port St. Lucie, Fl
L•• F•••••••• L•• BD affiliated
Jan 13, 2006 to Feb 4, 2010 · Port St Lucie, Fl
R•••••• J•••• F•••••••• S•••••••• I••• unclassified
Dec 21, 2005 to Jan 19, 2006 · Jensen Beach, Fl
U•• F•••••••• S••••••• I••• wirehouse
Nov 2, 2001 to Dec 20, 2005 · Stuart, Fl

Moves

a registration end followed by a registration begin elsewhere

A••••••• P••••••••• A•••••••• I•• to O•••• A••••••• S•••••••• L••
left Oct 11, 2024, registered Oct 14, 2024 (3 days) · Affiliated broker-dealer or bank to another · moved with a team
L•• F•••••••• L•• to A••••••• P••••••••• A•••••••• I••
left Feb 4, 2010, registered Mar 17, 2010 (41 days) · Other
R•••••• J•••• F•••••••• S•••••••• I••• to L•• F•••••••• L••
left Jan 19, 2006, registered Jan 13, 2006 (-6 days) · Other
U•• F•••••••• S••••••• I••• to R•••••• J•••• F•••••••• S•••••••• I•••
left Dec 20, 2005, registered Dec 21, 2005 (1 days) · Other

Signals

G••• B••••• D•••• left A••••••• P••••••••• A•••••••• I•• for O•••• A••••••• S•••••••• L•• (registered 2024-10-14)
Oct 11, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 45derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address