RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• M••••• H•••
- I•••••••• A•••••••• L•• BD affiliated currentsince Nov 3, 2025 · Sunbury, Oh
- L••• S••••• A•••••••• L•• formerJun 30, 2023 to Nov 3, 2025 · Sunbury, Oh
- P•••• S••••••••• L•• no RAUMDec 3, 2019 to Jul 17, 2023 · Sunbury, Oh
- L••• S••••• A•••••••• L•• to I•••••••• A•••••••• L••left Nov 3, 2025, registered Nov 3, 2025 (0 days) · corporate re-registration, not a move
- P•••• S••••••••• L•• to L••• S••••• A•••••••• L••left Jul 17, 2023, registered Jun 30, 2023 (-17 days) · Affiliated broker-dealer or bank to another · moved with a team
- B•••• M••••• H••• left P•••• S••••••••• L•• for L••• S••••• A•••••••• L•• (registered 2023-06-30)Jul 17, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address