DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Amy Song

Wells Fargo AdvisorswirehousePasadena, Ca dual registrantIAPD 7194068

Feed of 09/14/2026

Also filed as Xiaoling Wang

At current firm

1 y

since Jun 2, 2025

In the industry

15 y

since Jan 1, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Wells Fargo Advisors wirehouse current
since Jun 2, 2025 · Claremont, Ca
Hsbc Securities (USA) Inc. BD affiliated
Jul 20, 2023 to Jun 13, 2025 · Irvine, Ca
UBS Financial Services Inc. wirehouse
May 3, 2023 to Jul 17, 2023 · Brea, Ca
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Jan 22, 2020 to Aug 23, 2022 · Diamond Bar, Ca

Moves

a registration end followed by a registration begin elsewhere

Hsbc Securities (USA) Inc. to Wells Fargo Advisors
left Jun 13, 2025, registered Jun 2, 2025 (-11 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
UBS Financial Services Inc. to Hsbc Securities (USA) Inc.
left Jul 17, 2023, registered Jul 20, 2023 (3 days) · Wirehouse to affiliated broker-dealer or bank
Merrill Lynch, Pierce, Fenner & Smith Incorporated to UBS Financial Services Inc.
left Aug 23, 2022, registered May 3, 2023 (253 days) · Wirehouse to wirehouse · moved with a team

Signals

Amy Song left Hsbc Securities (Usa) Inc. for Wells Fargo Advisors (registered 2025-06-02)
Jun 13, 2025 · Advisor changed firm · fact
Amy Song left Ubs Financial Services Inc. for Hsbc Securities (Usa) Inc. (registered 2023-07-20)
Jul 17, 2023 · Advisor changed firm · fact
Amy Song left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Ubs Financial Services Inc. (registered 2023-05-03)
Aug 23, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address