RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••••• C•••••• F••••
- K•••••••• W••••• A••••••• independent RIA currentsince Jun 26, 2026 · Pittsford, Ny
- A••••• A•• P••••••• S••••••• BD affiliatedJun 9, 2023 to Jun 17, 2026 · Rochester, Ny
- L•• F•••••••• L•• BD affiliatedSep 15, 2021 to May 30, 2023 · Webster, Ny
- A••••• A•• P••••••• S••••••• to K•••••••• W••••• A•••••••left Jun 17, 2026, registered Jun 26, 2026 (9 days) · Affiliated broker-dealer or bank to independent RIA
- L•• F•••••••• L•• to A••••• A•• P••••••• S•••••••left May 30, 2023, registered Jun 9, 2023 (10 days) · Affiliated broker-dealer or bank to another
- B••••••• C•••••• F•••• left A••••• A•• P••••••• S••••••• for K•••••••• W••••• A••••••• (registered 2026-06-26)Jun 17, 2026 · Advisor changed firm · fact
- B••••••• C•••••• F•••• left L•• F•••••••• L•• for A••••• A•• P••••••• S••••••• (registered 2023-06-09)May 30, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address