RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- O•••• W•••••• I••• BD affiliated currentsince May 4, 2026 · Beacon, Ny
- P••••••• I••••••••• L•• BD affiliatedApr 3, 2022 to May 4, 2026 · East Syracuse, Ny
- V•••• F•••••••• A•••••••• I••• BD affiliatedFeb 24, 2020 to Apr 6, 2022 · Berkeley Heights, Nj
- P••••••• I••••••••• L•• to O•••• W•••••• I•••left May 4, 2026, registered May 4, 2026 (0 days) · Affiliated broker-dealer or bank to another
- V•••• F•••••••• A•••••••• I••• to P••••••• I••••••••• L••left Apr 6, 2022, registered Apr 3, 2022 (-3 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- A••• G••••••• left P••••••• I••••••••• L•• for O•••• W•••••• I••• (registered 2026-05-04)May 4, 2026 · Advisor changed firm · fact
- A••• G••••••• left V•••• F•••••••• A•••••••• I••• for P••••••• I••••••••• L•• (registered 2022-04-03)Apr 6, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address