DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

N••••• J•••• B•••••••

C••••• I••••••••• A••••••• L••BD affiliatedMarshfield, Wi dual registrantIAPD 7203656

Feed of 09/14/2026

At current firm

0 y

since Jan 8, 2026

In the industry

16 y

since Jun 1, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Jan 8, 2026 · Medford, Wi
O•••• W•••••• I••• BD affiliated
Jan 19, 2024 to Jan 12, 2026 · Medford, Wi
W••••••• F•••••••• S•••••••• I••• former
Dec 10, 2021 to Jan 19, 2024 · Medford, Wi
C••••• I••••••••• A••••••• L•• BD affiliated
Oct 5, 2020 to Dec 10, 2021 · Medford, Wi

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to C••••• I••••••••• A••••••• L••
left Jan 12, 2026, registered Jan 8, 2026 (-4 days) · Affiliated broker-dealer or bank to another · moved with a team
W••••••• F•••••••• S•••••••• I••• to O•••• W•••••• I•••
left Jan 19, 2024, registered Jan 19, 2024 (0 days) · corporate re-registration, not a move
C••••• I••••••••• A••••••• L•• to W••••••• F•••••••• S•••••••• I•••
left Dec 10, 2021, registered Dec 10, 2021 (0 days) · Affiliated broker-dealer or bank to another · moved with a team

Signals

N••••• J•••• B••••••• left O•••• W•••••• I••• for C••••• I••••••••• A••••••• L•• (registered 2026-01-08)
Jan 12, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address