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R••••• B•••• K••••
- Professional profile
- ••• Lockedreportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- K•••• L••••• P••••••• state registered currentsince Feb 12, 2026 · Phoenix, Az
- M••••• S•••••• wirehouseMay 24, 2022 to Jan 2, 2026 · Gilbert, Az
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 2, 2020 to Feb 24, 2022 · Peoria, Az
- M••••• S•••••• to K•••• L••••• P•••••••left Jan 2, 2026, registered Feb 12, 2026 (41 days) · Wirehouse to a state-registered adviser
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Feb 24, 2022, registered May 24, 2022 (89 days) · Wirehouse to wirehouse
- ••• LockedJan 2, 2026 · Advisor changed firm · fact
- ••• LockedFeb 24, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address