DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• T••••• M••••

I••••••••• W••••• S••••••••• L••state registeredMount Pleasant, Sc IA-onlyIAPD 7208209

Feed of 09/15/2026

Also filed as M•••••• T••••• M••••

At current firm

0 y

since Jun 10, 2026

In the industry

12 y

since Aug 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

I••••••••• W••••• S••••••••• L•• state registered current
since Jun 10, 2026 · Charleston, Sc
A••••••••• F•••••••• S•••••••• L•• national BD
Sep 23, 2024 to Mar 12, 2026 · Charleston, Sc
F••••••• P••••••• A•• W•••••••• A••••••• former
Mar 31, 2023 to Sep 15, 2024 · Mount Pleasant, Sc
E••••• J•••• national BD
May 19, 2020 to Jan 5, 2023 · St Matthews, Sc

Moves

a registration end followed by a registration begin elsewhere

A••••••••• F•••••••• S•••••••• L•• to I••••••••• W••••• S••••••••• L••
left Mar 12, 2026, registered Jun 10, 2026 (90 days) · Affiliated broker-dealer or bank to a state-registered adviser
F••••••• P••••••• A•• W•••••••• A••••••• to A••••••••• F•••••••• S•••••••• L••
left Sep 15, 2024, registered Sep 23, 2024 (8 days) · Affiliated broker-dealer or bank to another
E••••• J•••• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jan 5, 2023, registered Mar 31, 2023 (85 days) · Affiliated broker-dealer or bank to another

Signals

M•••••• T••••• M•••• left A••••••••• F•••••••• S•••••••• L•• for I••••••••• W••••• S••••••••• L•• (registered 2026-06-10)
Mar 12, 2026 · Advisor changed firm · fact
M•••••• T••••• M•••• left F••••••• P••••••• A•• W•••••••• A••••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2024-09-23)
Sep 15, 2024 · Advisor changed firm · fact
M•••••• T••••• M•••• left E••••• J•••• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2023-03-31)
Jan 5, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address