DFX Intelligence
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Registered advisor
B•••••• J••••••
Certified Financial Planner
Feed of 09/15/2026
At current firm
1 y
since Apr 28, 2025
In the industry
10 y
since Jan 1, 2016 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Apr 28, 2025 · St. Louis, Mo
- W•••• F•••• A••••••• wirehouseApr 22, 2024 to Apr 29, 2025 · Palm Beach, Fl
- J••• M••••• S••••••••• L•• wirehouseDec 5, 2022 to Apr 20, 2024 · Palm Beach Gardens, Fl
- W•••• F•••• A••••••• wirehouseAug 31, 2022 to Dec 1, 2022 · Palm Beach Gardens, Fl
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to E••••• J••••left Apr 29, 2025, registered Apr 28, 2025 (-1 days) · Wirehouse to affiliated broker-dealer or bank
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left Apr 20, 2024, registered Apr 22, 2024 (2 days) · Wirehouse to wirehouse · moved with a team
- W•••• F•••• A••••••• to J••• M••••• S••••••••• L••left Dec 1, 2022, registered Dec 5, 2022 (4 days) · Wirehouse to wirehouse · moved with a team
Signals
- ••• LockedApr 29, 2025 · Advisor changed firm · fact
- ••• LockedApr 20, 2024 · Advisor changed firm · fact
- ••• LockedDec 1, 2022 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address