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Registered advisor
W•••••• A••••• D•••••
Feed of 09/14/2026
Also filed as Bill D•••••
At current firm
4 y
since Dec 10, 2021
In the industry
32 y
since Apr 5, 1994 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Dec 10, 2021 · Seattle, Wa
- S••••••••• A•••••• A•••••••• I••• formerNov 6, 2020 to Dec 21, 2021 · Seattle, Wa
- K•• F•••••••• S•••••••• I•• formerMay 16, 2012 to Nov 6, 2020 · Seattle, Wa
Moves
a registration end followed by a registration begin elsewhere
- S••••••••• A•••••• A•••••••• I••• to C••••••••• F•••••••• N••••••left Dec 21, 2021, registered Dec 10, 2021 (-11 days) · Affiliated broker-dealer or bank to another · moved with a team
- K•• F•••••••• S•••••••• I•• to S••••••••• A•••••• A•••••••• I•••left Nov 6, 2020, registered Nov 6, 2020 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address