RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••• I•••• M••••••••
- A• W••••• M••••••••• L•• BD affiliated currentsince Apr 28, 2025 · Lenexa, Ks
- S•••• W•••••• L•• independent RIAApr 2, 2024 to Apr 16, 2025 · Omaha, Ne
- U•• F•••••••• S••••••• I••• wirehouseFeb 12, 2021 to Mar 29, 2024 · Lincoln, Ne
- S•••• W•••••• L•• to A• W••••• M••••••••• L••left Apr 16, 2025, registered Apr 28, 2025 (12 days) · RIA to affiliated broker-dealer or bank
- U•• F•••••••• S••••••• I••• to S•••• W•••••• L••left Mar 29, 2024, registered Apr 2, 2024 (4 days) · Wirehouse to independent RIA
- M•••• I•••• M•••••••• left S•••• W•••••• L•• for A• W••••• M••••••••• L•• (registered 2025-04-28)Apr 16, 2025 · Advisor changed firm · fact
- M•••• I•••• M•••••••• left U•• F•••••••• S••••••• I••• for S•••• W•••••• L•• (registered 2024-04-02)Mar 29, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address