RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• A•••••••• S••••••••• N••••
- M••••• G••••• A••••••• I••• independent RIA currentsince Jun 18, 2026 · Tampa, Fl
- E••••••• W••••• M••••••••• I••• state registeredAug 12, 2025 to Jul 1, 2026 · Orlando, Fl
- C•••••• S••••• • C••• I••• national BDAug 28, 2024 to Oct 10, 2024 · Orlando, Fl
- E••••••• W••••• M••••••••• I••• to M••••• G••••• A••••••• I•••left Jul 1, 2026, registered Jun 18, 2026 (-13 days) · Other
- C•••••• S••••• • C••• I••• to E••••••• W••••• M••••••••• I•••left Oct 10, 2024, registered Aug 12, 2025 (306 days) · Affiliated broker-dealer or bank to a state-registered adviser
- A••••• A•••••••• S••••••••• N•••• left E••••••• W••••• M••••••••• I••• for M••••• G••••• A••••••• I••• (registered 2026-06-18)Jul 1, 2026 · Advisor changed firm · fact
- A••••• A•••••••• S••••••••• N•••• left C•••••• S••••• • C••• I••• for E••••••• W••••• M••••••••• I••• (registered 2025-08-12)Oct 10, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address