DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
At current firm
2 y
since Aug 29, 2024
In the industry
16 y
since Sep 1, 2010 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Russell Investments asset manager currentsince Aug 29, 2024 · Seattle, Wa
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJun 12, 2023 to Jul 26, 2024 · Seattle, Wa
- Financial Integrity Advisors, LLC institutionalDec 16, 2021 to Jan 24, 2023 · Philadelphia, Pa
Moves
a registration end followed by a registration begin elsewhere
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Russell Investmentsleft Jul 26, 2024, registered Aug 29, 2024 (34 days) · Other
- Financial Integrity Advisors, LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Jan 24, 2023, registered Jun 12, 2023 (139 days) · Other
Signals
- Runya Nie left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Russell Investments (registered 2024-08-29)Jul 26, 2024 · Advisor changed firm · fact
- Runya Nie left Financial Integrity Advisors, Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-06-12)Jan 24, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address