RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• S••••••••
- C••• I••••••••• A••••••• S•••••••• L•• institutional currentsince Jun 30, 2026 · Indianapolis, In
- C••••• I••••••••• A••••••• L•• BD affiliatedDec 21, 2021 to Jul 12, 2022 · Indianapolis, In
- J••• M••••• S••••••••• L•• wirehouseFeb 4, 2021 to Oct 4, 2021 · Noblesville, In
- R•••••• J•••• • A••••••••• I••• national BDJul 2, 2020 to Dec 8, 2020 · Carmel, In
- C••••• I••••••••• A••••••• L•• to C••• I••••••••• A••••••• S•••••••• L••left Jul 12, 2022, registered Jun 30, 2026 (1449 days) · Other
- J••• M••••• S••••••••• L•• to C••••• I••••••••• A••••••• L••left Oct 4, 2021, registered Dec 21, 2021 (78 days) · Wirehouse to affiliated broker-dealer or bank
- R•••••• J•••• • A••••••••• I••• to J••• M••••• S••••••••• L••left Dec 8, 2020, registered Feb 4, 2021 (58 days) · Affiliated broker-dealer or bank to wirehouse
- J••••• S•••••••• left C••••• I••••••••• A••••••• L•• for C••• I••••••••• A••••••• S•••••••• L•• (registered 2026-06-30)Jul 12, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address