RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• P••• V••••
- G••••• K••••••• W••••• • I••••••••• M••••••••• independent RIA currentsince May 21, 2025 · Santa Monica, Ca
- A••••••••• I••• BD affiliatedJan 30, 2020 to Sep 25, 2024 · Encino, Ca
- A••••••••• I••• to G••••• K••••••• W••••• • I••••••••• M•••••••••left Sep 25, 2024, registered May 21, 2025 (238 days) · Affiliated broker-dealer or bank to independent RIA
- R••••• P••• V•••• left A••••••••• I••• for G••••• K••••••• W••••• • I••••••••• M••••••••• (registered 2025-05-21)Sep 25, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address