DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

L•••• B•••••••

J••• M••••• S••••••••• L••wirehouseColumbus, Oh dual registrantIAPD 7219863

Feed of 09/14/2026

Also filed as L•••• J B•••••••

At current firm

1 y

since May 20, 2025

In the industry

12 y

since Jul 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse current
since May 20, 2025 · Columbus, Oh
P•••• S••••••••• L•• no RAUM
Feb 9, 2023 to May 2, 2024 · Chicago, Il
C••••• I••••••••• A••••••• L•• BD affiliated
Mar 21, 2022 to Jan 30, 2023 · El Segundo, Ca
C••••• A•••••• N••••••• L•• former
Nov 16, 2021 to Mar 21, 2022 · El Segundo, Ca

Moves

a registration end followed by a registration begin elsewhere

P•••• S••••••••• L•• to J••• M••••• S••••••••• L••
left May 2, 2024, registered May 20, 2025 (383 days) · Affiliated broker-dealer or bank to wirehouse
C••••• I••••••••• A••••••• L•• to P•••• S••••••••• L••
left Jan 30, 2023, registered Feb 9, 2023 (10 days) · Affiliated broker-dealer or bank to another
C••••• A•••••• N••••••• L•• to C••••• I••••••••• A••••••• L••
left Mar 21, 2022, registered Mar 21, 2022 (0 days) · Affiliated broker-dealer or bank to another

Signals

L•••• B••••••• left P•••• S••••••••• L•• for J••• M••••• S••••••••• L•• (registered 2025-05-20)
May 2, 2024 · a•••••• firm change · fact
L•••• B••••••• left C••••• I••••••••• A••••••• L•• for P•••• S••••••••• L•• (registered 2023-02-09)
Jan 30, 2023 · a•••••• firm change · fact
L•••• B••••••• left C••••• A•••••• N••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2022-03-21)
Mar 21, 2022 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address