RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••• G••• V••••••••
- K••••• F•••••••• G••••• L•• independent RIA currentsince Oct 28, 2022 · Mandeville, La
- A••••••••• F•••••••• S•••••••• L•• national BDOct 22, 2021 to Oct 3, 2022 · Metairie, La
- A••••••••• F•••••••• S•••••••• L•• to K••••• F•••••••• G••••• L••left Oct 3, 2022, registered Oct 28, 2022 (25 days) · Affiliated broker-dealer or bank to independent RIA
- C••••••• G••• V•••••••• left A••••••••• F•••••••• S•••••••• L•• for K••••• F•••••••• G••••• L•• (registered 2022-10-28)Oct 3, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address