DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
K••••• F•••••••• G••••• L••
Latest filing Sep 3, 2026
First filing on the tape Mar 11, 2022 · 12 filings
SEC status approved since Apr 14, 2022
RAUM
$160M
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
93%
$150M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$40.1M
derived; firm RAUM over IAPD count
Employees
7
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$160M as of Apr 13, 2026
Feb 10, 2023$94.6M then
HNW client RAUM$91.5M as of Apr 13, 2026
Feb 10, 2023$37.1M then
State-registered IARs (5.B.3)4 as of Apr 13, 2026
Feb 10, 20234 then
Employees (5.A)7 as of Apr 13, 2026
Feb 10, 20236 then
Private funds: no history
RAUM +13% over the last fiscal year+19% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Sep 3, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $40.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 55derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $307,459derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 95%derivedof RAUM
- Institutional
- 6.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 2.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.8%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Wrap fee program
- $838,174reportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$91.5M57%
- Individuals$58.5M36%
- Pension and profit-sharing plans$7.9M4.9%
- Charitable organizations$2.4M1.5%
- Corporations and businesses$110,5910.1%
- Individual clients
- 170reported
- HNW clients
- 51reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 522reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.93 fund_share=0.0 institutional_share=0.06 related_bd= related_bank= bd_reps=4.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••• C••••••••• K•••••Certified Financial Planner | Mandeville, La | Mar 28, 2016 | 20 y | 0 |
| J•••• J••• K•••••Certified Financial Planner | Mandeville, La | Mar 28, 2016 | 30 y | 0 |
| C••••••••• C••• R•••••••• | Mandeville, La | Apr 14, 2022 | 13 y | 0 |
| C••••••• G••• V••••••••Certified Financial Planner | Mandeville, La | Oct 28, 2022 | 11 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- J••••••• L•••• C••••••• to P•••••••• S••••••••• I•••Jul 15, 2022 · RIA to affiliated broker-dealer or bank
Joined, latest
- C••••••• G••• V•••••••• from A••••••••• F•••••••• S•••••••• L••Oct 28, 2022 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- F••••••••• C•••••• J• · Chief Compliance Officer & Chief Operating Officercontrolsince 05/2024 · owns less than 5%
- K•••••• R•••• C••••••••• · President & Chief Executive Officercontrolsince 05/2024 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Mandeville, La · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- New Orleans, LA3 employees
What changed
consecutive filings, newest first
- Financial planning clients · 101-250 to 101-250Apr 13, 2026 to Sep 3, 2026
- Related adviser · false to unsetApr 13, 2026 to Sep 3, 2026
- Related bank · false to unsetApr 13, 2026 to Sep 3, 2026
- Related broker-dealer · false to unsetApr 13, 2026 to Sep 3, 2026
- Related insurance company · false to unsetApr 13, 2026 to Sep 3, 2026
- Succession · false to unsetApr 13, 2026 to Sep 3, 2026
- Accounts · 489 to 522Dec 3, 2025 to Feb 10, 2026
- HNW clients · 45 to 51Dec 3, 2025 to Feb 10, 2026
- Individual clients · 168 to 170Dec 3, 2025 to Feb 10, 2026
- Discretionary RAUM · $135M to $153MDec 3, 2025 to Feb 10, 2026
- HNW RAUM · $79.7M to $91.5MDec 3, 2025 to Feb 10, 2026
- Individual RAUM · $53.3M to $58.5MDec 3, 2025 to Feb 10, 2026
- Non-discretionary RAUM · $6.8M to $7.9MDec 3, 2025 to Feb 10, 2026
- Pension RAUM · $6.8M to $7.9MDec 3, 2025 to Feb 10, 2026
- RAUM · $142M to $160MDec 3, 2025 to Feb 10, 2026
- Accounts · 460 to 489Jul 31, 2024 to Feb 6, 2025
- HNW clients · 109 to 45Jul 31, 2024 to Feb 6, 2025
- Individual clients · 184 to 168Jul 31, 2024 to Feb 6, 2025
- Employees · 6 to 7Jul 31, 2024 to Feb 6, 2025
- Financial planning clients · 101-250 to 101-250Jul 31, 2024 to Feb 6, 2025
- Discretionary RAUM · $112M to $135MJul 31, 2024 to Feb 6, 2025
- HNW RAUM · $74.3M to $79.7MJul 31, 2024 to Feb 6, 2025
- Individual RAUM · $34.1M to $53.3MJul 31, 2024 to Feb 6, 2025
- Non-discretionary RAUM · $5.6M to $6.8MJul 31, 2024 to Feb 6, 2025
- Pension RAUM · $5.6M to $6.8MJul 31, 2024 to Feb 6, 2025
- RAUM · $117M to $142MJul 31, 2024 to Feb 6, 2025
- Employees · 7 to 6Mar 6, 2024 to Jul 31, 2024
- Accounts · 464 to 460Feb 10, 2023 to Mar 6, 2024
- HNW clients · 24 to 109Feb 10, 2023 to Mar 6, 2024
- Individual clients · 179 to 184Feb 10, 2023 to Mar 6, 2024
- Employees · 6 to 7Feb 10, 2023 to Mar 6, 2024
- Discretionary RAUM · $90.4M to $112MFeb 10, 2023 to Mar 6, 2024
- HNW RAUM · $37.1M to $74.3MFeb 10, 2023 to Mar 6, 2024
- Individual RAUM · $52.0M to $34.1MFeb 10, 2023 to Mar 6, 2024
- Non-discretionary RAUM · $4.3M to $5.6MFeb 10, 2023 to Mar 6, 2024
- Pension RAUM · $4.3M to $5.6MFeb 10, 2023 to Mar 6, 2024
- RAUM · $94.6M to $117MFeb 10, 2023 to Mar 6, 2024
- Accounts · 440 to 464Jan 10, 2023 to Feb 10, 2023
- HNW clients · 10 to 24Jan 10, 2023 to Feb 10, 2023
- Individual clients · 198 to 179Jan 10, 2023 to Feb 10, 2023
Signals
4 dated events
- J Calvin Foster-Billiot (Chief Compliance Officer & Chief Operating Officer) appeared on Schedule A of K••••• F•••••••• G••••• L••Jul 31, 2024 · Control person joined · fact
- John James Kropog (President / Chief Compliance Officer) no longer on Schedule A of K••••• F•••••••• G••••• L•• (listed 2024-03-06, absent 2024-07-31)Jul 31, 2024 · Control person left · inference
- J••••••• L•••• C••••••• left K••••• F•••••••• G••••• L•• for P•••••••• S••••••••• I••• (registered 2022-08-30)Jul 15, 2022 · Advisor changed firm · fact
- K••••• F•••••••• G••••• L•• filed its initial SEC registration (Form ADV)Mar 11, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 985-727-6724reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/kropog-financial-group-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- k•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (985) 727-6724reportedpublic record, Form ADV, Sep 3, 2026
- Contact form
- k•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $40.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026