DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Austin Douglas Belz
Feed of 09/14/2026
At current firm
1 y
since Mar 12, 2025
In the industry
16 y
since Jan 1, 2010 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Wells Fargo Advisors wirehouse currentsince Mar 12, 2025 · Anchorage, Ak
- Bny Mellon Securities Corporation otherNov 21, 2022 to Mar 14, 2025 · Uniondale, Ny
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJul 7, 2021 to Aug 16, 2022 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- Bny Mellon Securities Corporation to Wells Fargo Advisorsleft Mar 14, 2025, registered Mar 12, 2025 (-2 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Bny Mellon Securities Corporationleft Aug 16, 2022, registered Nov 21, 2022 (97 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- Austin Douglas Belz left Bny Mellon Securities Corporation for Wells Fargo Advisors (registered 2025-03-12)Mar 14, 2025 · Advisor changed firm · fact
- Austin Douglas Belz left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Bny Mellon Securities Corporation (registered 2022-11-21)Aug 16, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address