RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- H•••• P•••••• independent RIA currentsince Feb 9, 2024 · Orlando, Fl
- A••••• A••••••• independent RIAApr 7, 2022 to Jul 3, 2024 · Winter Park, Fl
- D••••••• S••••••••• L•• independent RIAAug 31, 2020 to Apr 7, 2022 · New York, Ny
- A••••• A••••••• to H•••• P••••••left Jul 3, 2024, registered Feb 9, 2024 (-145 days) · RIA to a newly registered adviser · moved with a team
- D••••••• S••••••••• L•• to A••••• A•••••••left Apr 7, 2022, registered Apr 7, 2022 (0 days) · RIA to RIA
- S••••• L•••• C••• left A••••• A••••••• for H•••• P•••••• (registered 2024-02-09)Jul 3, 2024 · Advisor changed firm · fact
- S••••• L•••• C••• left D••••••• S••••••••• L•• for A••••• A••••••• (registered 2022-04-07)Apr 7, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address