DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Haven Private

Independent wealth managerOrlando, FloridaCRD 329012SEC 801-129272website IAPD

Legal name Haven Private, LLC

Latest filing Apr 24, 2026

First filing on the tape Nov 28, 2023 · 5 filings

SEC status approved since Jan 2, 2024

RAUM

$428M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

95%

$406M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$71.3M

derived; firm RAUM over IAPD count

Employees

5 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

5 filings and snapshots on the tape

RAUM$428M as of Apr 24, 2026

Mar 12, 2025$351M then

HNW client RAUM$382M as of Apr 24, 2026

Mar 12, 2025$308M then

State-registered IARs (5.B.3)5 as of Apr 24, 2026

Mar 12, 20255 then

Employees (5.A)6 as of Apr 24, 2026

Mar 12, 20256 then

Private funds: no history

RAUM +22% over the last fiscal yearIARs 5 to 5

Practice profile

derived from the filing of Apr 24, 2026; every figure names its basis

Archetypes, each a printed rule

Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control

RAUM per advisor: $71.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 30derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $4.2MderivedHNW RAUM over HNW clients
Average account: $625,846derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.0derivedItem 5.A over advisors
Advisors per office: 6.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: +22%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: +15%derived
Compensation: percentage of assets, hourlyreportedItem 5.E
Advisory activities: portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
Custody: $13.6M, 5 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$382M89%
Individuals$23.7M5.5%
Corporations and businesses$22.5M5.3%

Individual clients: 89reported
HNW clients: 90reported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 684reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $13.6M for 5 clientsreported
Compensation: % of AUM, hourlyreported
Class basis: private_client_share=0.95 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

6 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Johnny Marion GibsonChartered Financial Analyst	Orlando, Fl	Feb 4, 2024	26 y	3
Marc R Angle	Orlando, Fl	Feb 4, 2024	16 y	4
Paul Judson Hershiser	Orlando, Fl	Feb 4, 2024	33 y	3
Stacey Lynel Cole	Orlando, Fl	Feb 9, 2024	19 y	2
James Jacob Oswald	Orlando, Fl	Nov 21, 2024	18 y	3
Christopher Graham CaliseChartered Financial Analyst	Orlando, Fl	Mar 23, 2026	10 y	0

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

none on the tape

Joined, latest

James Jacob Oswald from Gfg Solutions
Nov 21, 2024 · RIA to RIA
Stacey Lynel Cole from Alphaq Advisors
Feb 9, 2024 · RIA to a newly registered adviser
Paul Judson Hershiser from Alphaq Advisors
Feb 4, 2024 · RIA to a newly registered adviser
Johnny Marion Gibson from Alphaq Advisors
Feb 4, 2024 · RIA to a newly registered adviser
Marc R Angle from Alphaq Advisors
Feb 4, 2024 · RIA to a newly registered adviser

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

4 joined from Alphaq Advisors
Jul 3, 2024 · Winter Park, Fl · Firm absorbed

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

R Marc Angle · Member & Chief Executive Officercontrol
since 12/2023 · owns less than 5%
Lynel Stacey Cole · Member & Chief Compliance Officercontrol
since 12/2023 · owns less than 5%
Marion Johnny Gibson · Member & Chief Investment Officercontrol
since 12/2023 · owns less than 5%
Judson Paul Hershiser · Member & Chief Operations Officercontrol
since 12/2023 · owns less than 5%
R Marc Angle · Managing Membercontrol
since 04/2022 · owns 25% to 50% of Elevate IV, LLC
Lynel Stacey Cole · Managing Membercontrol
since 04/2022 · owns 25% to 50% of Elevate IV, LLC
Marion Johnny Gibson · Managing Membercontrol
since 04/2022 · owns 25% to 50% of Elevate IV, LLC
Judson Paul Hershiser · Managing Membercontrol
since 09/2023 · owns 75% or more of Olh Capital, LLC

Entity owners

Elevate IV, LLC · Managing Member
direct · owns 75% or more
Olh Capital, LLC · Member
direct · owns 10% to 25%

Related persons

Schedule D 7.A

Enclave Risk Management, LLC
real estatey
Topper Hill, LLC
real estatey

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Orlando, Fl · principal	6	1	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 526 to 684
Mar 12, 2025 to Mar 20, 2026
Corporate clients · 10 to 7
Mar 12, 2025 to Mar 20, 2026
HNW clients · 86 to 90
Mar 12, 2025 to Mar 20, 2026
Individual clients · 69 to 89
Mar 12, 2025 to Mar 20, 2026
Assets in custody · unset to 13557437.0
Mar 12, 2025 to Mar 20, 2026
Custody of client assets · false to true
Mar 12, 2025 to Mar 20, 2026
Discretionary RAUM · $351M to $428M
Mar 12, 2025 to Mar 20, 2026
HNW RAUM · $308M to $382M
Mar 12, 2025 to Mar 20, 2026
Individual RAUM · $16.9M to $23.7M
Mar 12, 2025 to Mar 20, 2026
RAUM · $351M to $428M
Mar 12, 2025 to Mar 20, 2026
State-registered IARs · 4 to 5
May 20, 2024 to Mar 12, 2025
Discretionary RAUM · $320M to $351M
May 20, 2024 to Mar 12, 2025
HNW RAUM · $272M to $308M
May 20, 2024 to Mar 12, 2025
Individual RAUM · $25.5M to $16.9M
May 20, 2024 to Mar 12, 2025
RAUM · $320M to $351M
May 20, 2024 to Mar 12, 2025
Accounts · 239 to 526
May 20, 2024 to Mar 12, 2025
Advisory employees · 4 to 5
May 20, 2024 to Mar 12, 2025
Advisory activities · 3 to 4
May 20, 2024 to Mar 12, 2025
Corporate clients · 14 to 10
May 20, 2024 to Mar 12, 2025
HNW clients · 108 to 86
May 20, 2024 to Mar 12, 2025
Individual clients · 117 to 69
May 20, 2024 to Mar 12, 2025
Employees · 5 to 6
May 20, 2024 to Mar 12, 2025
Insurance-licensed employees · 4 to 0
May 20, 2024 to Mar 12, 2025
Financial planning clients · unset to
May 20, 2024 to Mar 12, 2025
Accounts · 0 to 239
Nov 28, 2023 to May 20, 2024
Business name · HAVEN PRIVATE, LLC to HAVEN PRIVATE
Nov 28, 2023 to May 20, 2024
Corporate clients · unset to 14.0
Nov 28, 2023 to May 20, 2024
HNW clients · unset to 108.0
Nov 28, 2023 to May 20, 2024
Individual clients · unset to 117.0
Nov 28, 2023 to May 20, 2024
Discretionary RAUM · $0 to $320M
Nov 28, 2023 to May 20, 2024
HNW RAUM · unset to 272301307.0
Nov 28, 2023 to May 20, 2024
Individual RAUM · unset to 25466280.0
Nov 28, 2023 to May 20, 2024
RAUM · $0 to $320M
Nov 28, 2023 to May 20, 2024

Signals

2 dated events

Alphaq Advisors's advisors moved to Haven Private (Winter Park, FL): 4 of 4 registered, on the same day
Jul 3, 2024 · Firm absorbed (people side) · derived
Haven Private, Llc filed its initial SEC registration (Form ADV)
Nov 28, 2023 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business email: info@havenprivate.comreportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 321-329-8670reportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 407-982-4550reportedpublished by the firm, firm site, Sep 15, 2026
Firm profile: linkedin.com/company/haven-privatereportedpublic record, Form ADV, Sep 17, 2026
Website: havenprivate.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 321-329-8674reportedpublic record, Form ADV, Apr 24, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $71.3Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026