DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• S•••• K••••••

M••••• F•••••••• G•••• L••independent RIANew York, NyIA-onlyIAPD 722557

Feed of 09/14/2026

Also filed as Scott Kephart

At current firm

4 y

since Jan 18, 2022

In the industry

34 y

since Oct 16, 1991 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• F•••••••• G•••• L•• independent RIA current
since Jan 18, 2022 · New York, Ny
M•• I•••••••• S•••••••• L•• BD affiliated
Jun 14, 2021 to Jan 20, 2022 · New York, Ny
W•••• F•••• A••••••• wirehouse
Apr 1, 2009 to Dec 3, 2010 · Warren, Nj
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Apr 18, 2007 to Dec 22, 2008 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

M•• I•••••••• S•••••••• L•• to M••••• F•••••••• G•••• L••
left Jan 20, 2022, registered Jan 18, 2022 (-2 days) · Affiliated broker-dealer or bank to independent RIA
W•••• F•••• A••••••• to M•• I•••••••• S•••••••• L••
left Dec 3, 2010, registered Jun 14, 2021 (3846 days) · Wirehouse to affiliated broker-dealer or bank
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••
left Dec 22, 2008, registered Apr 1, 2009 (100 days) · Wirehouse to wirehouse

Signals

J•••• S•••• K•••••• no longer holds an investment adviser registration (last listed at M••••• F•••••••• G•••• L•• on the 2026-09-17 feed)
Sep 17, 2026 · Advisor registration ended · derived
J•••• S•••• K•••••• left M•• I•••••••• S•••••••• L•• for M••••• F•••••••• G•••• L•• (registered 2022-01-18)
Jan 20, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 34derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address