RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• C••• P•••••••
- L•• F•••••••• L•• BD affiliated currentsince May 15, 2025 · Corvallis, Or
- C••• F•••••••• S•••••••• L••• formerMar 6, 2024 to May 15, 2025 · Corvallis, Or
- J••• M••••• S••••••••• L•• wirehouseMar 14, 2023 to Mar 2, 2024 · Corvallis, Or
- C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••left May 15, 2025, registered May 15, 2025 (0 days) · corporate re-registration, not a move
- J••• M••••• S••••••••• L•• to C••• F•••••••• S•••••••• L•••left Mar 2, 2024, registered Mar 6, 2024 (4 days) · Wirehouse to affiliated broker-dealer or bank
- T•••••• C••• P••••••• left J••• M••••• S••••••••• L•• for C••• F•••••••• S•••••••• L••• (registered 2024-03-06)Mar 2, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address