DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Azul Fernando Galvez
Feed of 09/14/2026
At current firm
1 y
since Mar 31, 2025
In the industry
12 y
since Oct 1, 2013 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Galvez Financial LLC state registered currentsince Mar 31, 2025 · Parrish, Fl
- Florida Financial Advisors, LLC BD affiliatedFeb 21, 2024 to Oct 22, 2024 · Tampa, Fl
- Human Interest Advisors LLC independent RIAMar 10, 2020 to Aug 1, 2023 · San Francisco, Ca
Moves
a registration end followed by a registration begin elsewhere
- Florida Financial Advisors, LLC to Galvez Financial LLCleft Oct 22, 2024, registered Mar 31, 2025 (160 days) · Affiliated broker-dealer or bank to a state-registered adviser
- Human Interest Advisors LLC to Florida Financial Advisors, LLCleft Aug 1, 2023, registered Feb 21, 2024 (204 days) · RIA to affiliated broker-dealer or bank
Signals
- Azul Fernando Galvez left Florida Financial Advisors, Llc for Galvez Financial Llc (registered 2025-03-31)Oct 22, 2024 · Advisor changed firm · fact
- Azul Fernando Galvez left Human Interest Advisors Llc for Florida Financial Advisors, Llc (registered 2024-02-21)Aug 1, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address