DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Human Interest Advisors LLC
Latest filing Jul 13, 2026
First filing on the tape Jun 19, 2015 · 74 filings
SEC status approved since Jun 25, 2015
RAUM
$8.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$8.1B individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$4.1B
derived; firm RAUM over IAPD count
Employees
6
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
74 filings and snapshots on the tape
RAUM$8.1B as of Jul 13, 2026
Mar 8, 2016$3.4M then
HNW client RAUM$268M as of Jul 13, 2026
Feb 1, 2018$0 then
State-registered IARs (5.B.3)2 as of Jul 13, 2026
Mar 8, 20161 then
Employees (5.A)6 as of Jul 13, 2026
Mar 8, 20161 then
Private funds: no history
RAUM +23% over the last fiscal year+57% a year over threeIARs 1 to 2
Practice profile
derived from the filing of Jul 13, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $4.1BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 396,529derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.5MderivedHNW RAUM over HNW clients
- Average account
- $10,636derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- +100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +36%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- $9.8B, 38,389 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$7.8B97%
- High-net-worth individuals$268M3.3%
- Individual clients
- 792,873reported
- HNW clients
- 184reported
- Pension plan clients
- 38,389reported
- Charitable clients
- 0reported
- Accounts
- 762,032reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $9.8B for 38,389 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Ronnie David Cox | San Francisco, Ca | Aug 2, 2023 | 14 y | 2 |
| Adam Khalek | San Francisco, Ca | Jun 11, 2025 | 10 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Tyler Drew Wall to Nationwide Investment Advisors, LLCAug 2, 2023 · RIA to affiliated broker-dealer or bank
- Azul Fernando Galvez to Florida Financial Advisors, LLCAug 1, 2023 · RIA to affiliated broker-dealer or bank
Joined, latest
- Adam Khalek from Commonwealth Financial NetworkJun 11, 2025 · Affiliated broker-dealer or bank to independent RIA
- Ronnie David Cox from World Investment Advisors, LLCAug 2, 2023 · Other
- Tyler Drew Wall from Nationwide Investment Advisors, LLCJul 13, 2020 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Louise Kristin Burnett · Chief Compliance Officercontrolsince 03/2023 · owns less than 5%
- Tinsley Christopher Holmes · Managercontrolsince 07/2023 · owns less than 5%
- Andrew Hayden Miller · Chief Financial Officercontrolsince 09/2025 · owns less than 5%
- Satomi Klinton Miyao · Managercontrolsince 05/2021 · owns less than 5%
- Binford Richard Arney · Directorsince 04/2024 · owns less than 5%
- Lester Anne Trevisan · Directorsince 04/2024 · owns less than 5%
Entity owners
- Human Interest Inc. · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Francisco, Ca · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jul 13, 2026MILLER, HAYDEN, ANDREW (CHIEF FINANCIAL OFFICER) appeared on Schedule A between the filings of 2024-03-29 and 2026-07-13peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Jul 13, 2026MIYAO, KLINTON, SATOMI (MANAGER) left Schedule A between the filings of 2024-03-29 and 2026-07-13peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Jul 13, 2026HOLMES, CHRISTOPHER, TINSLEY (MANAGER) left Schedule A between the filings of 2024-03-29 and 2026-07-13peers: independent wealth managers, $5B to $20B (289)
What changed
consecutive filings, newest first
- Accounts · 730,829 to 762,032Sep 11, 2025 to Jan 23, 2026
- Advisory employees · 1 to 2Sep 11, 2025 to Jan 23, 2026
- HNW clients · 149 to 184Sep 11, 2025 to Jan 23, 2026
- Individual clients · 730,680 to 792,873Sep 11, 2025 to Jan 23, 2026
- Pension plan clients · 34,195 to 38,389Sep 11, 2025 to Jan 23, 2026
- Assets in custody · $8.4B to $9.8BSep 11, 2025 to Jan 23, 2026
- Employees · 5 to 6Sep 11, 2025 to Jan 23, 2026
- State-registered IARs · 1 to 2Sep 11, 2025 to Jan 23, 2026
- Discretionary RAUM · $6.9B to $8.1BSep 11, 2025 to Jan 23, 2026
- HNW RAUM · $217M to $268MSep 11, 2025 to Jan 23, 2026
- Individual RAUM · $6.7B to $7.8BSep 11, 2025 to Jan 23, 2026
- RAUM · $6.9B to $8.1BSep 11, 2025 to Jan 23, 2026
- Accounts · 582,676 to 730,829Apr 1, 2025 to Sep 11, 2025
- HNW clients · 95 to 149Apr 1, 2025 to Sep 11, 2025
- Individual clients · 582,676 to 730,680Apr 1, 2025 to Sep 11, 2025
- Pension plan clients · 24,528 to 34,195Apr 1, 2025 to Sep 11, 2025
- Assets in custody · $6.6B to $8.4BApr 1, 2025 to Sep 11, 2025
- Discretionary RAUM · $6.6B to $6.9BApr 1, 2025 to Sep 11, 2025
- HNW RAUM · $138M to $217MApr 1, 2025 to Sep 11, 2025
- Individual RAUM · $6.5B to $6.7BApr 1, 2025 to Sep 11, 2025
- RAUM · $6.6B to $6.9BApr 1, 2025 to Sep 11, 2025
- Accounts · 366,293 to 582,676Mar 29, 2024 to Apr 1, 2025
- HNW clients · 52 to 95Mar 29, 2024 to Apr 1, 2025
- Individual clients · 366,241 to 582,676Mar 29, 2024 to Apr 1, 2025
- Pension plan clients · 22,042 to 24,528Mar 29, 2024 to Apr 1, 2025
- Assets in custody · $4.1B to $6.6BMar 29, 2024 to Apr 1, 2025
- Financial planning clients · unset to Mar 29, 2024 to Apr 1, 2025
- Discretionary RAUM · $3.4B to $6.6BMar 29, 2024 to Apr 1, 2025
- HNW RAUM · $126M to $138MMar 29, 2024 to Apr 1, 2025
- Individual RAUM · $3.3B to $6.5BMar 29, 2024 to Apr 1, 2025
- RAUM · $3.4B to $6.6BMar 29, 2024 to Apr 1, 2025
- Accounts · 183,527 to 366,293Feb 5, 2024 to Mar 29, 2024
- HNW clients · 20 to 52Feb 5, 2024 to Mar 29, 2024
- Individual clients · 195,017 to 366,241Feb 5, 2024 to Mar 29, 2024
- Pension plan clients · 12,952 to 22,042Feb 5, 2024 to Mar 29, 2024
- Assets in custody · unset to 4145463442.0Feb 5, 2024 to Mar 29, 2024
- Custody of client assets · false to trueFeb 5, 2024 to Mar 29, 2024
- Discretionary RAUM · $2.1B to $3.4BFeb 5, 2024 to Mar 29, 2024
- HNW RAUM · $20.8M to $126MFeb 5, 2024 to Mar 29, 2024
- Individual RAUM · $2.1B to $3.3BFeb 5, 2024 to Mar 29, 2024
Signals
20 dated events
- Human Interest Advisors Llc reported RAUM $6.6B, up 92% from $3.4B (2024-03-29 to 2025-04-01)Apr 1, 2025 · RAUM change · derived
- Human Interest Advisors Llc reported RAUM $3.4B, up 64% from $2.1B (2024-02-05 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- Jeffrey Robert Schneble (Manager) no longer on Schedule A of Human Interest Advisors Llc (listed 2024-02-05, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- William Michael Armsby (Manager) no longer on Schedule A of Human Interest Advisors Llc (listed 2024-02-05, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- Tinsley Christopher Holmes (Manager) appeared on Schedule A of Human Interest Advisors LlcMar 29, 2024 · Control person joined · fact
- Tyler Drew Wall left Human Interest Advisors Llc for Nationwide Investment Advisors, Llc (registered 2024-01-26)Aug 2, 2023 · Advisor changed firm · fact
- Azul Fernando Galvez left Human Interest Advisors Llc for Florida Financial Advisors, Llc (registered 2024-02-21)Aug 1, 2023 · Advisor changed firm · fact
- Louise Kristin Burnett (Cco) appeared on Schedule A of Human Interest Advisors LlcMar 16, 2023 · Control person joined · fact
- Human Interest Advisors Llc reported RAUM $1.9B, up 76% from $1.1B (2021-05-18 to 2022-03-24)Mar 24, 2022 · RAUM change · derived
- Pat Jeffrey Lui (Manager) no longer on Schedule A of Human Interest Advisors Llc (listed 2021-05-18, absent 2022-03-24)Mar 24, 2022 · Control person left · inference
- William Michael Armsby (Manager) appeared on Schedule A of Human Interest Advisors LlcMar 24, 2022 · Control person joined · fact
- Satomi Klinton Miyao (Chief Compliance Officer, Head Of Legal) appeared on Schedule A of Human Interest Advisors LlcMay 18, 2021 · Control person joined · fact
- Marie Patricia Giadone (Chief Compliance Officer) no longer on Schedule A of Human Interest Advisors Llc (listed 2021-03-24, absent 2021-05-18)May 18, 2021 · Control person left · inference
- Human Interest Advisors Llc reported RAUM $1.1B, up 95% from $555.5M (2020-12-10 to 2021-03-24)Mar 24, 2021 · RAUM change · derived
- Ray Roger Lee (Manager) no longer on Schedule A of Human Interest Advisors Llc (listed 2020-11-16, absent 2020-12-08)Dec 8, 2020 · Control person left · inference
- Alhakim Bari Williams (Chief Compliance Officer) no longer on Schedule A of Human Interest Advisors Llc (listed 2020-11-16, absent 2020-12-08)Dec 8, 2020 · Control person left · inference
- M Patricia Giadone (Chief Compliance Officer) appeared on Schedule A of Human Interest Advisors LlcDec 8, 2020 · Control person joined · fact
- Human Interest Advisors Llc reported RAUM $555.5M, up 139% from $232.3M (2020-01-02 to 2020-02-04)Feb 4, 2020 · RAUM change · derived
- Human Interest Advisors Llc reported RAUM $211.8M, up 112% from $99.9M (2018-07-03 to 2018-09-17)Sep 17, 2018 · RAUM change · derived
- Captain401 Inc. filed its initial SEC registration (Form ADV)Jun 19, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 855-622-7824reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 877-475-0179reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/HUMANINTERESTreportedpublic record, Form ADV, Sep 17, 2026
- Website
- humaninterest.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (855) 622-7824reportedpublic record, Form ADV, Jul 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $4.1Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026