DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

P••••• T••••• B•••

A••••••••• W••••• P•••••••independent RIAMinnetonka, MnIA-onlyIAPD 7234602

Feed of 09/14/2026

Also filed as P••••• T••••• Espeseth

At current firm

1 y

since Mar 4, 2025

In the industry

11 y

since Apr 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••••• W••••• P••••••• independent RIA current
since Mar 4, 2025 · Minnetonka, Mn
E•••••• F•••••••• G•••• independent RIA
Nov 29, 2022 to Jan 14, 2025 · Minneapolis, Mn
C•••••• S••••• • C••• I••• national BD
Jan 9, 2022 to Nov 30, 2022 · Edina, Mn
A••••••••• W••••• P••••••• independent RIA
Feb 28, 2020 to Oct 21, 2021 · Minnetonka, Mn

Moves

a registration end followed by a registration begin elsewhere

E•••••• F•••••••• G•••• to A••••••••• W••••• P•••••••
left Jan 14, 2025, registered Mar 4, 2025 (49 days) · RIA to RIA
C•••••• S••••• • C••• I••• to E•••••• F•••••••• G••••
left Nov 30, 2022, registered Nov 29, 2022 (-1 days) · Affiliated broker-dealer or bank to independent RIA
A••••••••• W••••• P••••••• to C•••••• S••••• • C••• I•••
left Oct 21, 2021, registered Jan 9, 2022 (80 days) · RIA to affiliated broker-dealer or bank

Signals

P••••• T••••• B••• left E•••••• F•••••••• G•••• for A••••••••• W••••• P••••••• (registered 2025-03-04)
Jan 14, 2025 · Advisor changed firm · fact
P••••• T••••• B••• left C•••••• S••••• • C••• I••• for E•••••• F•••••••• G•••• (registered 2022-11-29)
Nov 30, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address