P•••• F••••••

U•• F•••••••• S••••••• I•••wirehouseNew York, Ny dual registrantIAPD 7235635

Feed of 09/15/2026

At current firm

2 y

since Oct 30, 2023

In the industry

13 y

since May 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U•• F•••••••• S••••••• I••• wirehouse current
since Oct 30, 2023 · New York, Ny
M••••• S•••••• wirehouse
May 18, 2022 to Oct 20, 2023 · New York, Ny
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Sep 29, 2020 to Apr 4, 2022 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to U•• F•••••••• S••••••• I•••
left Oct 20, 2023, registered Oct 30, 2023 (10 days) · Wirehouse to wirehouse · moved with a team
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••
left Apr 4, 2022, registered May 18, 2022 (44 days) · Wirehouse to wirehouse

Signals

••• Locked
Oct 20, 2023 · Advisor changed firm · fact
••• Locked
Apr 4, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address