RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• D••••• G••••
- A••••• W••••• M••••••••• state registered currentsince Dec 5, 2024 · Scottsdale, Az
- L•••••••• A•••••••• L•• independent RIADec 6, 2021 to Jan 15, 2025 · Grand Rapids, Mi
- R•••• I••••••••• A••••••• L•• BD affiliatedMar 19, 2020 to Nov 8, 2021 · Kentwood, Mi
- L•••••••• A•••••••• L•• to A••••• W••••• M•••••••••left Jan 15, 2025, registered Dec 5, 2024 (-41 days) · RIA to a state-registered adviser · moved with a team
- R•••• I••••••••• A••••••• L•• to L•••••••• A•••••••• L••left Nov 8, 2021, registered Dec 6, 2021 (28 days) · Affiliated broker-dealer or bank to independent RIA
- M•••••• D••••• G•••• left L•••••••• A•••••••• L•• for A••••• W••••• M••••••••• (registered 2024-12-05)Jan 15, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address