DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Michael Joseph Wimmer

MML Investors Services, LLCBD affiliatedMetairie, Ladual registrantIAPD 7244438

Certified Financial Planner

Feed of 09/14/2026

Also filed as Michael Joseph Wimmer

At current firm

0 y

since Feb 2, 2026

In the industry

27 y

since Aug 1, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

MML Investors Services, LLC BD affiliated current
since Feb 2, 2026 · Metairie, La
Oneamerica Securities, Inc. BD affiliated
Sep 13, 2024 to Nov 10, 2025 · Indianapolis, In
MML Investors Services, LLC BD affiliated
Apr 1, 2022 to Aug 27, 2024 · Pensacola, Fl

Moves

a registration end followed by a registration begin elsewhere

Oneamerica Securities, Inc. to MML Investors Services, LLC
left Nov 10, 2025, registered Feb 2, 2026 (84 days) · Affiliated broker-dealer or bank to another
MML Investors Services, LLC to Oneamerica Securities, Inc.
left Aug 27, 2024, registered Sep 13, 2024 (17 days) · Affiliated broker-dealer or bank to another

Signals

Michael Joseph Wimmer left Oneamerica Securities, Inc. for Mml Investors Services, Llc (registered 2026-02-02)
Nov 10, 2025 · Advisor changed firm · fact
Michael Joseph Wimmer left Mml Investors Services, Llc for Oneamerica Securities, Inc. (registered 2024-09-13)
Aug 27, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address