DFX Intelligence
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Registered advisor
K•••• B• F•••••••
Feed of 09/14/2026
Also filed as K•••• B• M••••••••• M•••••
At current firm
2 y
since Jun 3, 2024
In the industry
10 y
since Jun 1, 2016 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- P•••••••• S••••••••• I••• BD affiliated currentsince Jun 3, 2024 · Rossville, Ga
- A••••••••• F•••••••• S•••••••• L•• national BDJan 12, 2021 to Jun 29, 2022 · Chattanooga, Tn
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to P•••••••• S••••••••• I•••left Jun 29, 2022, registered Jun 3, 2024 (705 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedJun 29, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address