RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• P• C•••••
- M••••••• I••••••••• N•••••• I••• BD affiliated currentsince Jun 16, 2026 · Aurora, Co
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 14, 2022 to Sep 29, 2025 · Greenwood Village, Co
- C•••••• S••••• • C••• I••• national BDAug 5, 2021 to Nov 11, 2021 · Lone Tree, Co
- M••••••• I••••••••• N•••••• I••• BD affiliatedMar 26, 2021 to Jul 27, 2021 · Aurora, Co
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••••• I••••••••• N•••••• I•••left Sep 29, 2025, registered Jun 16, 2026 (260 days) · Wirehouse to affiliated broker-dealer or bank
- C•••••• S••••• • C••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Nov 11, 2021, registered Jan 14, 2022 (64 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- M••••••• I••••••••• N•••••• I••• to C•••••• S••••• • C••• I•••left Jul 27, 2021, registered Aug 5, 2021 (9 days) · Affiliated broker-dealer or bank to another
- A••••• P• C••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for M••••••• I••••••••• N•••••• I••• (registered 2026-06-16)Sep 29, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address