RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•• R•••••• S••••••••
- L•• F•••••••• L•• BD affiliated currentsince Aug 6, 2024 · Wexford, Pa
- B•• F•••••••• S•••••••• L•• state registered currentsince Aug 7, 2012 · Wexford, Pa
- O•••• F•• I••• formerJan 14, 2013 to Aug 5, 2024 · Wexford, Pa
- A••••••••• F•••••••• S•••••••• L•• national BDNov 24, 2003 to Apr 17, 2012 · Pittsburgh, Pa
- O•••• F•• I••• to L•• F•••••••• L••left Aug 5, 2024, registered Aug 6, 2024 (1 days) · Affiliated broker-dealer or bank to another · moved with a team
- A••••••••• F•••••••• S•••••••• L•• to B•• F•••••••• S•••••••• L••left Apr 17, 2012, registered Aug 7, 2012 (112 days) · Affiliated broker-dealer or bank to a state-registered adviser
- L•• R•••••• S•••••••• left O•••• F•• I••• for L•• F•••••••• L•• (registered 2024-08-06)Aug 5, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 45derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address