RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••• B•••• S•••••••••
- L•• F•••••••• L•• BD affiliated currentsince May 11, 2026 · Salem, Nh
- W•••• F•••• A••••••• wirehouseAug 1, 2003 to May 18, 2026 · Briarcliff Manor, Ny
- Q•••• • R•••••• I••• unclassifiedDec 16, 2002 to Jun 16, 2003 · Coral Gables, Fl
- W•••• F•••• A••••••• to L•• F•••••••• L••left May 18, 2026, registered May 11, 2026 (-7 days) · Wirehouse to affiliated broker-dealer or bank
- Q•••• • R•••••• I••• to W•••• F•••• A•••••••left Jun 16, 2003, registered Aug 1, 2003 (46 days) · Other
- G••• B•••• S••••••••• left W•••• F•••• A••••••• for L•• F•••••••• L•• (registered 2026-05-11)May 18, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address