RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••• E•••••••• D••••• S••••
- R••••••• W••••• M••••••••• independent RIA currentsince May 5, 2026 · R•••••••, Tx
- L•• W•••••• L•• independent RIAOct 8, 2021 to Jun 3, 2026 · Edison, Nj
- B•• F•••••••• G••••• L•• formerMay 13, 2020 to Jan 3, 2022 · Hurst, Tx
- L•• W•••••• L•• to R••••••• W••••• M•••••••••left Jun 3, 2026, registered May 5, 2026 (-29 days) · RIA to a newly registered adviser · moved with a team
- B•• F•••••••• G••••• L•• to L•• W•••••• L••left Jan 3, 2022, registered Oct 8, 2021 (-87 days) · RIA to RIA · moved with a team
- R•••• E•••••••• D••••• S•••• left L•• W•••••• L•• for R••••••• W••••• M••••••••• (registered 2026-05-05)Jun 3, 2026 · Advisor changed firm · fact
- R•••• E•••••••• D••••• S•••• left B•• F•••••••• G••••• L•• for L•• W•••••• L•• (registered 2021-10-08)Jan 3, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address